Greg Lane, Financial Advisor Greg Lane Barred from Securities Industry by FINRA | Goodman & Nekvasil P.A., May Recover Investor Losses
Greg Lane CRD #1400032
Greg Lane was a formerly licensed financial advisor with Raymond James & Associates, Inc. and Morgan Keegan & Company, Inc. According to Greg Lane ’s CRD, Greg Lane was barred from the securities industry in June 2019. According to Greg Lane’s CRD, Greg Lane consented to the sanctions and to the entry of findings that Greg Lane refused to provide documents and information or to appear and provide on-the-record testimony requested by FINRA during the course of an investigation. The findings stated that that Greg Lane’s member firm had submitted a Form U5 that indicated that at the time of Greg Lane’s resignation from the firm, Greg Lane was under internal review by it.
According to Greg Lanes’ CRD, Greg Lane was permitted to resign from Raymond James & Associates, Inc. in April 2018. According to Greg Lane’s CRD, Greg Lane allegedly used Trust assets in a manner inconsistent with the terms of the Trust, including purchasing real property jointly with the Trust and not abiding by the Trust’s terms regarding to whom and how distributions were made.
If you lost any money on investments with Greg Lane you may be able to recover your losses. If you lost money on investments with Greg Lane and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Greg Lane’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Greg Lane and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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