Glenn Ngo Barred After FINRA Allegations – Goodman & Nekvasil, P.A., May Recover Investor Losses
PARK AVENUE SECURITIES LLC broker, Glenn Ngo Barred After FINRA Allegations.
Glenn Ngo
CRD#: 7200876
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.
Glenn Ngo (CRD#: 7200876), a registered representative for PARK AVENUE SECURITIES LLC, in San Diego, CA, is barred from associating with a FINRA member in all capacities.
According to Ngo’s FINRA BrokerCheck report, This matter originated from an investor complaint to FINRA that Ngo had solicited a private securities investment outside the scope of his employment with Park Avenue Securities. Ngo ultimately consented to a a bar from associating with any FINRA member in all capacities.
Glenn Ngo Barred After FINRA Allegations.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to its clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 3/05/25. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.