George Mathis – George Edward Mathis, Allegations Against Financial Advisor Resulting In Employment Termination

George Mathis – George Edward Mathis, Allegations Against Financial Advisor Resulting In Employment Termination | Goodman & Nekvasil P.A., May Recover Losses

George Mathis is currently registered with Raymond James & Associates, Inc. in The Villages, Florida. According to George Mathis’ CRD, five customer complaints were filed alleging unsuitability, misrepresentation, breach of fiduciary duty, omissions, violations of NASD Conducts Rule 301(A), Conduct Rule 2010, FINFA Conduct Rule 2010, FINRA Rule 2011, negligence, and vicarious liability among other allegations. According to George Mathis’s CRD, one of these complaints was settled for $70,000.

According to George Mathis’ CRD, George Mathis was previously terminated from Wells Fargo Advisors, LLC in The Villages, Florida. Allegations pertaining to the termination of George Mathis include supplying inaccurate educational background information while preparing sales literature and Form ADV Part 2B.

If you lost any money on investments with George Mathis, you may be able to recover your losses from Raymond James & Associates, INC. If you lost money on investments with George Mathis and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Raymond James & Associates, INC. concerning George Mathis’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with George Mathis and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.  

Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange

 

Contact Us Today!

[]
1 Step 1
keyboard_arrow_leftPrevious
Nextkeyboard_arrow_right
FormCraft - WordPress form builder