GEOFF WOLTERSTORFF Censured, Suspended and Fined Over GWG L-Bond Recommendations – May Recover Investor Losses
LIFEMARK SECURITIES CORP. registered representative, GEOFF WOLTERSTORFF Censured, Suspended and Fined Over GWG L-Bond Recommendations
Goodman & Nekvasil, P.A. is representing multiple clients who purchased GWG Holdings from A Lifemark Securities Representative.
GEOFF WOLTERSTORFF
CRD#: 2711805
GEOFFREY MICHAEL WOLTERSTORFF (CRD#: 2711805), a broker for LIFEMARK SECURITIES CORP. in Eau Claire, WI, has been censured, suspended and fined by the SEC over GWG L-Bond recommendations. The SEC alleged that respondent recommended L Bonds to retail customers between July 2020 and January 2022 without exercising reasonable diligence, care, and skill to understand the potential risks, rewards and costs associated with the recommendations.
The SEC’s enforcement action was published on July 29, 2024.
GEOFF WOLTERSTORFF Censured, Suspended and Fined Over GWG L-Bond Recommendations.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 7/30/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.