Gary Harpe Has A FINRA Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses
Former PFS INVESTMENTS INC. registered representative, Gary Harpe has a FINRA complaint.
GARY FRANCIS HARPE (CRD#: 2983634), a former broker for PFS INVESTMENTS INC. in FARMINGTON HILLS, MI, has a FINRA complaint. According to Harpe’s FINRA BrokerCheck report, The complaint alleges that FINRA was investigating the circumstances surrounding his termination from his member firm, a felony charge, and whether he failed to disclose judgments and liens. The information and documents requested from Harpe were material and necessary to FINRA’s investigation into (1) the criminal charge against him for larceny by conversion of $1,000 or more but less than $20,000, and (2) possible failure to disclose financial events (tax liens, judgments, and creditor compromises), for the purpose of determining whether violations of federal securities laws or FINRA rules occurred.
GARY FRANCIS HARPE has a FINRA complaint.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 6/10/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.