Frederick McDonald – Frederick V. McDonald Jr., Massachusetts Files Complaint Against Financial Advisor

Frederick McDonald – Frederick V. McDonald Jr., Massachusetts Files Complaint Against Financial Advisor | Goodman & Nekvasil P.A., May Recover Investor Losses

Frederick McDonald, CRD # 706872

Frederick McDonald was licensed with Gate US LLC from 2013 to 2015 in New York. According to Frederick Mconald’s CRD, the Commonwealth of Massachusetts filed a complaint against Frederick McDonald on April 17, 2019.   

ACCORDING TO THE COMPLAINT:  The Enforcement Section brings this action against Frederick V. McDonald Jr., Commonwealth Pain Management Connection, LLC, Kettle Black of MA, LLC (KBMA) and US Advisory Group, Inc. (USAG) for violations of the Act in connection with the offer and sale of interests in KBMA and related business ventures. Acting in his capacity as an investment adviser, Frederick McDonald repeatedly made recommendations to a high net worth client (Investor A) directing him to invest in marijuana projects without adequately disclosing Frederick McDonald’s controlling interest in the investment vehicle or the fees he would receive in connection with the projects. In a separate marijuana-related business venture, Frederick McDonald and others failed to disclose material risks to investors and repeatedly concealed material information from investors, business partners, and regulatory bodies in order to push through their project which eventually collapsed.

According to Frederick McDonald’s CRD, a lawsuit alleging sales practice violations against Frederick McDonald was settled. According to Frederick McDonald’s CRD, clients allege Frederick McDonald referred them to an associate in order to refinance 2 homes and use a portion of the mortgage proceeds to purchase a variable annuity and that Frederick McDonald’s advice to refinance the homes and purchase the annuity were unsuitable.

If you lost any money on investments with Frederick McDonald, you may be able to recover your losses. If you lost money on investments with Frederick McDonald and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Frederick McDonald’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Frederick McDonald and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us. 

Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange

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