FRED CHEN Has A Pending Investor Complaint  – May Recover Investor Losses

FRED CHEN Has A Pending Investor Complaint  – Goodman & Nekvasil, P.A. May Recover Investor Losses

EMERSON EQUITY LLC investment adviser, FRED CHEN has a pending investor complaint.

Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.

FRED CHEN (CRD#: 5766069), a registered representative for EMERSON EQUITY LLC in Irvine, CA, has a pending investor complaint.  According to Chen’s FINRA BrokerCheck report, allegations are:  Breach of written contract, breach of fiduciary duty, negligence and gross negligence, misrepresentations and omissions, violation of FINRA rules, violation of federal securities laws, violation of the California Securities Act and violation of Best Interest Obligations.

The complainant is requesting $500,000.00 for alleged damages.

FRED CHEN has a pending investor complaint.

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors.  The  firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 11/7/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.