Goodman & Nekvasil, P.A.
Goodman & Nekvasil, P.A.
  • Home
  • About Us
  • Meet Our Team
  • Securities Fraud & Practice Areas
  • Becoming a Client
  • In The News
  • Active Investigations
  • Contact

800-500-4442

624 1st Ave. S.
St. Petersburg, FL 33701

FRANCIS CUNNINGHAM Has An Investor Complaint – May Recover Investor Losses

January 21, 2026

FRANCIS CUNNINGHAM Has An Investor Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses

Former broker, FRANCIS CUNNINGHAM Has An Investor Complaint.

FRANCIS PATRICK CUNNINGHAM
FRAN CUNNINGHAM, FRANCIS CUNNINGHAM
CRD#: 2105075
FRANCIS PATRICK CUNNINGHAM (CRD#: 2105075), a former broker for B. RILEY WEALTH MANAGEMENT and STIFEL, NICOLAUS & COMPANY, INCORPORATED  in Memphis, TN, has a pending investor complaint.  According to Cunningham’s FINRA BrokerCheck report, Customer alleges unauthorized transfer of account, unauthorized purchases and sales of assets, and churning.
STIFEL, NICOLAUS & COMPANY, INCORPORATED terminated Cunningham prior to the customer complaint, according to FINRA BrokerCheck.  B. Riley Wealth Management terminated Francis Cunningham after alleging he provided false/misleading information during hiring process regarding his termination at prior firm.

Investors who feel they have been harmed by CUNNINGHAM’s investment advice or have suffered financial losses are encouraged to contact the securities attorneys at Goodman & Nekvasil, P.A. to have their accounts reviewed and to determine whether they may be entitled to recover losses through FINRA arbitration.

Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. 

FRANCIS CUNNINGHAM Has An Investor Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses

FRANCIS CUNNINGHAM Has An Investor Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses

Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors.  The  firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $500 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 1/21/26. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

Contact Us Today!

[]
1 Step 1
reCaptcha v3
keyboard_arrow_leftPrevious
Nextkeyboard_arrow_right
FormCraft - WordPress form builder

Security Fraud

  • Securities Fraud & Practice Areas
  • Securities Fraud
  • Practice Areas
  • How to Identify Securities Fraud
  • How to Avoid Investment Fraud
  • Glossary Of Financial Terms
  • Resources to Keep You Informed

Becoming a Client

  • Becoming a Client
  • Securities Arbitration
  • Fees & Costs
  • Testimonials

Get in Touch

Goodman & Nekvasil, P.A.
624 1st Ave. S.
St. Petersburg, FL 33701
1-800-500-4442
Contact Us

Security Fraud

  • Securities Fraud & Practice Areas
  • Securities Fraud
  • Practice Areas
  • How to Identify Securities Fraud
  • How to Avoid Investment Fraud
  • Glossary Of Financial Terms
  • Resources to Keep You Informed

Becoming a Client

  • Becoming a Client
  • Securities Arbitration
  • Fees & Costs
  • Testimonials

Get in Touch

Goodman & Nekvasil, P.A.
624 1st Ave. S.
St. Petersburg, FL 33701
1-800-500-4442
Contact Us

Get in Touch

Goodman & Nekvasil, P.A.
624 1st Ave. S.
St. Petersburg, FL 33701
1-800-500-4442
Contact Us

Copyright ©2026 Goodman & Nekvasil, P.A | All Rights Reserved.
  • Home
  • About Us
  • Meet Our Team
  • Securities Fraud & Practice Areas
  • Becoming a Client
  • In The News
  • Active Investigations
  • Contact