Former MOLONEY SECURITIES CO., INC. Broker, Robert Vance Is the Subject of an SEC Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses
Former MOLONEY SECURITIES CO., INC. Broker, Robert Vance Is the Subject of an SEC Complaint for the sale of GWG Holdings L-Bonds to his customers.
Goodman & Nekvasil, P.A. is currently representing several customers of Robert Vance; Clients of Vance were sold GWG Holdings L-Bonds by the former Moloney Securities Broker.
ROBERT MORGAN VANCE (CRD#: 1887560), a formerly registered broker for MOLONEY SECURITIES CO., INC. in Sonora, CA, is the subject of an SEC complaint for the sale of GWG Holdings L-Bonds to his customers. The Securities and Exchange Commission charged California resident Robert Vance – a former registered representative of Moloney Securities Co., Inc. – with failing to comply with Regulation Best Interest’s Care Obligation when recommending high-risk debt securities known as L Bonds to his retail brokerage customers.
Robert Vance Is the Subject of an SEC Complaint for the sale of GWG Holdings L-Bonds to his customers.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 10/17/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.