FINRA Suspends George Snyder – Goodman & Nekvasil, P.A. May Recover Losses
FINRA suspends George Snyder.
CRD#: 4276539
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.
GEORGE HERMAN IV SNYDER (CRD#: 4276539), a former broker for AMERIPRISE FINANCIAL SERVICES, LLC, in SPRINGFIELD, MO, is suspended from the securities industry. Snyder consented to the sanctions and to the entry of findings that he willfully violated the Care Obligation under Rule 15l-1 of the Securities Exchange Act of 1934 (Reg BI) by recommending purchases that were not in the best interest of his customers.
Snyder also consented to a five-month susupension from association with a FINRA member, a $10,000 fine and disgorgement of $3,699.03.
FINRA Suspends George Snyder
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to its clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 10/16/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.