Facebank Investor Files Arbitration Claim Against Ameriprise Financial Services Broker – Goodman & Nekvasil, P.A. May Recover Investor Losses
Facebank Investor Files Arbitration Claim Against Ameriprise Financial Services Broker. Mitchell Rock has a $2 million complaint regarding his role in the sale of Facebank shares.
MITCHELL STEVEN ROCK (CRD#: 1451592), a registered representative for AMERIPRISE FINANCIAL SERVICES, LLC in NEW YORK, NY, has a $2 Million Investor Complaint. According to Rock’s FINRA BrokerCheck report, Claimant alleges that Respondent Rock participated in a private securities transaction without providing written notice to his firm about his role in the sale of shares of Facebank to Claimant on behalf of John Textor, the issuer.
Facebank Investor Files Arbitration Claim Against Ameriprise Financial Services Broker.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 12/02/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.