Erin Verespy – Financial Advisor Erin Verespy Barred by FINRA | Goodman & Nekvasil P.A., May Recover Investor Losses
Erin Verespy Financial Advisor CRD #2727866
Erin Verespy was formerly licensed with HD Vest Investment Services in Trumbull, Connecticut. According to Erin Verespy’s CRD, Erin Verespy was barred from the securities industry in April 2019.
According to FINRA: Erin Verespy consented to the sanction and to the entry of findings that she refused to appear for on-the-record testimony requested by FINRA after her member firm amended her Form U4 to reflect that she had been named as a defendant in an investment-related, consumer-initiated civil litigation in which it was alleged that she misused and misappropriated the claimants’ funds in her capacity as bookkeeper and financial advisor.
According to Erin Verespy’s CRD, a customer dispute was filed alleging Erin Verespy misused and misappropriated claimants’ funds in her capacity as a bookkeeper and financial advisor. According to Erin Verespy’s CRD, this customer dispute was settled for $1,000,000.
If you lost any money on investments with Erin Verespy, you may be able to recover your losses. If you lost money on investments with Erin Verespy and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Erin Verespy’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Erin Verespy and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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