ERIC KLEINER Terminated After CANNABIS SECURITIES Investor Complaint – Goodman & Nekvasil, P.A. Representing Investors
Former MORGAN STANLEY investment adviser, ERIC KLEINER Terminated After CANNABIS SECURITIES Investor Complaint.
Goodman & Nekvasil, P.A. is Representing Former Customers of Kleiner for Terrascend Stock Purchases and Mismanagement of their Portfolios
ERIC KLEINER
CRD#: 4135180
Call 800-500-4442 if you purchased investments in TerrAscend Corp. and experienced losses.
ERIC BRIAN KLEINER (CRD#: 4135180), a former registered representative for MORGAN STANLEY in New York, NY, has a pending CANNABIS SECURITIES Investor Complaint.
The CLIENT ALLEGES THAT HIS FA RECOMMENDED OUTSIDE INVESTMENT NOT SOLD BY THE FIRM WHICH HAS NOW BECOME WORTHLESS, according to FINRA BrokerCheck.
KLEINER TERMINATED BY MORGAN STANLEY
Morgan Stanley terminated Kleiner based on allegations related to recommendations to customers of non-firm approved and firm restricted investments, including ones in which Mr. Kleiner was also invested, failure to fully disclose outside investment, and use of personal device to engage in unauthorized disclosure of confidential, internal use only Firm information.
ERIC KLEINER Has A Pending CANNABIS SECURITIES Investor Complaint. Goodman & Nekvasil, P.A. is Representing Former Kleiner Customers.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 4/15/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.