Equity In Knowledge LLC Investigation | Goodman & Nekvasil, P.A.
Investors who purchased Equity In Knowledge LLC through brokers or financial advisors should be aware of the significant risks associated with Delaware Statutory Trust (DST) investments.
According to the most recent SEC Form D filing, Equity In Knowledge LLC is a private placement that has raised $2,750,555 under Regulation D—an offering structure that lacks the transparency and regulatory oversight of publicly traded investments.
Most DSTs are illiquid and highly leveraged, making them unsuitable for investors seeking stable income or liquidity. Unfortunately, some brokers and advisors have reportedly recommended DSTs like Equity In Knowledge LLC to investors without fully explaining these risks or ensuring suitability. Goodman & Nekvasil, P.A. is representing an investor who is concerned over the sale and marketing of this investment.
If you sustained losses in Equity In Knowledge LLC, contact Goodman & Nekvasil, P.A.
Equity In Knowledge LLC Investigation | Goodman & Nekvasil, P.A.
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.
Equity In Knowledge LLC Investigation and the Risks of Alternative Investments
Many investors are not fully aware of the problems and risks associated with illiquid, high risk, alternative investments when they purchase them.
Investments are often riskier and more complicated than traditional investments. These funds are only suitable for high net worth, sophisticated investors.
Liquidity Issues and High Sales Commissions
Alternative investments can face several liquidity issues due to their unique characteristics and structure.
Another problem often associated with alternative investments is the high sales commissions brokers typically earn for selling them. Brokers have an obligation to make investment recommendations that are consistent with their clients risk tolerance, net worth, investment objectives and experience in the market.
Unfortunately, in many cases, the high sales commission may influence unsuitable investment recommendations.
Broker Due Diligence
Broker dealers are required to perform adequate due diligence on any investment they recommend and to ensure that all recommendations are suitable for the investor. Firms that fail to do so may be held responsible for any losses in a FINRA arbitration claim.
If you believe that your investments in Equity In Knowledge LLC may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. If we don’t recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $500 million on behalf of victimized investors. If you lost money on investments in unsuitable investments and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from the SEC and FINRA on 9/24/26. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442