ENRIQUE FERNANDEZ Has An Investor Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses
Former UBS FINANCIAL SERVICES INC. broker, ENRIQUE FERNANDEZ Has An Investor Complaint.
ENRIQUE FERNANDEZRODGRIGUEZ
CRD#: 2962037
ENRIQUE FERNANDEZRODGRIGUEZ (CRD#: 2962037), a former registered representative for UBS FINANCIAL SERVICES INC. in San Juan, PR, has a pending investor complaint. According to Fernandez’s FINRA BrokerCheck report, Time frame: Unspecified Allegations: Claimant alleges the recommendation to invest in and hold Puerto Rico closed-end funds was unsuitable, and that their accounts were unsuitably over concentrated in Puerto Rico investments. They also allege that the risks of investing in and concentration in Puerto Rico investments was misrepresented.
The claimant is requesting $300,000.00 for alleged damages.
Former UBS FINANCIAL SERVICES INC. broker, ENRIQUE FERNANDEZ Has An Investor Complaint.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 4/4/25. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.