Elton Normon – Financial Advisor/Broker Elton Normon Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
Elton Normon was a previously licensed financial advisor with First Command Financial Planning, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. According to Elton Normon’s CRD, Elton Normon was barred from the securities industry in October 2019.
According to Allegations from FINRA:
Elton Normon refused to submit documents to FINRA at their request.
According to Elton Normon’s CRD:
Elton Normon was discharged by First Command Financial Planning, Inc. in March 2018. First Command Financial Planning, Inc. reported that the firm conducted an investigation, reviewed the activities of Elton Norman, and determined that Normon violated the First Command Compliance Manual related to “Prohibited Acts and Transactions.” A review found that Elton Normon signed another person’s name on transactional documents and made false entries on client transactional documents contrary to the accuracy of the books and records of First Command.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Elton Normon and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Elton Normon’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Elton Normon and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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