Goodman & Nekvasil P.A., May Recover Investor Losses | Edward Joseph Bosch Sr. (Edward Bosch) Discharged From LPL Financial LLC
From 2010 until Edward Bosch’s discharge in 2016, Edward Bosch was licensed with LPL Financial LLC. According to FINRA’s records, Edward Bosch was discharged from LPL Financial LLC on March 1, 2016. LPL Financial LLC reported to FINRA that Edward Bosch resigned during Firms review of allegations that Edward Bosch deposited client funds into a personal bank account and provided client with false account statements to conceal such deposit.
Subsequent to Edward Bosch’s termination by LPL Financial LLC, FINRA investigated Edward Bosch and brought a disciplinary action against Edward Bosch. Edward Bosch was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on June 10, 2016. FINRA reports that Edward Bosch consented to the sanction and to the entry of findings that during the course of an investigation into allegations that Edward Bosch converted customer funds and generated false account statements to conceal Edward Bosch’s misconduct, Edward Bosch refused to respond to FINRA’s request for documents and information. The findings stated that Edward Bosch acknowledged that Edward Bosch received FINRA’s request and will not produce the information requested at any time.
FINRA reports that two complaints were filed involving Edward Bosch’s conduct with LPL Financial LLC, alleging misrepresentation of variable and fixed annuities and/or that unbeknownst to customers, Edward Bosch deposited monies into Edward Bosch’s own bank account. These two complaints were settled.
If you lost any money on investments with Edward Bosch, you may be able to recover your losses from LPL Financial LLC. This is because LPL Financial LLC had a duty to supervise Edward Bosch.
If you lost money on investments with Edward Bosch and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against LPL Financial LLC concerning Edward Bosch’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on investments with Edward Bosch and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.