Goodman & Nekvasil P.A., May Recover Investor Losses – Eduardo Gutierrez (Ed Gutierrez) Formerly Licensed with J.P. Morgan Securities LLC
Ed Gutierrez was licensed with J.P. Morgan Securities LLC from 2012 to 2015. Ed Gutierrez is now licensed with Ameriprise Financial Services, Inc. Ed Gutierrez was previously licensed with Chase Investment Services Corp. FINRA reports that a complaint was filed involving Ed Gutierrez’ conduct with J.P. Morgan Securities LLC, alleging misrepresentation regarding managed account investments. This complaint settled for $93,159.07.
FINRA also reports that an arbitration claim is pending that contains allegations of sales practice violations against Ed Gutierrez while Ed Gutierrez was associated with J.P. Morgan Securities, LLC. The arbitration claim alleges misrepresentation, suitability and poor recommendation/poor advice regarding variable annuity investment and seeks damages of $200,000.
If you lost any money on investments with Ed Gutierrez, you may be able to recover your losses from J.P. Morgan Securities LLC, Ameriprise Financial Services, Inc., and/or Chase Investment Services Corp. This is because J.P. Morgan Securities LLC, Ameriprise Financial Services, Inc. and Chase Investment Services Corp. had a duty to supervise Ed Gutierrez.
If you lost money on investments with Ed Gutierrez and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against J.P. Morgan Securities LLC, Ameriprise Financial Services, Inc., and/or Chase Investment Services Corp. concerning Ed Gutierrez’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Ed Gutierrez and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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