Easterly ROCMuni High Income Municipal Bond Fund Losses? | Investor Alert

Easterly ROCMuni High Income Municipal Bond Fund Losses? | Investor Alert

If you invested in Easterly ROCMuni High Income Municipal Bond Fund and are now facing unexpected losses, you are not alone. Investors across the country are expressing concern over this high-yield municipal bond fund, particularly regarding its risk profile, suitability, and potential misrepresentation by financial advisors and brokerage firms.

Goodman & Nekvasil, P.A. is currently investigating claims on behalf of investors who were sold ROCMuni High Income Municipal Bond Fund—especially those who were promised stable income with low risk but instead suffered substantial losses.

If you invested in the Easterly ROCMuni High Income Municipal Bond Fund and recognize losses, you’re not alone. This high-yield municipal bond fund has seen a substantial decline in NAV, raising serious concerns about risk disclosures and suitability.

NAV

ROCMuni High Income Municipal Bond Fund investors face potential losses as NAV plunges—know your rights and explore recovery options with Goodman & Nekvasil, P.A.

Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.

What Is ROCMuni High Income Municipal Bond Fund?

ROCMuni High Income Municipal Bond Fund is marketed as a high-yield municipal bond fund designed to generate tax-free income. However, like many high-yield or “junk” municipal bond funds, this investment may carry far more risk than conservative investors were led to believe.

In some cases, brokers may have failed to disclose the speculative nature of the bonds within the fund or misrepresented it as a safe, income-producing investment—especially for retirees and conservative investors.

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Were You Promised a Safe, Tax-Free Investment?

Many investors purchased ROCMuni High Income Municipal Bond Fund based on assurances that it was a low-risk way to generate income. Unfortunately, some may have been misled by misstatements or omissions from their financial advisors.

You may have a valid claim if:

• You suffered losses in ROCMuni High Income Municipal Bond Fund

• Your broker recommended the fund without explaining the risks

• You are a retiree or conservative investor

• You were told this was a safe or stable investment

• Your broker failed to diversify your investments properly

If you believe that your investments in ROCMuni High Income Municipal Bond Fund may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. If we don’t recover money for you, we charge no attorney’s fee.

Goodman & Nekvasil, P.A. has recovered more than $500 million on behalf of victimized investors. If you lost money on investments in unsuitable investments and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from the SEC and FINRA on 8/13/25. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442