DWIGHT KAY – FNEX CAPITAL, LLC Broker Has An Investor Complaint – May Recover Investor Losses
FNEX CAPITAL, LLC Broker, DWIGHT KAY Has An Investor Complaint.
CRD#: 5376903
DWIGHT KRISTOPHER KAY (CRD#: 5376903), a broker for FNEX CAPITAL, LLC in Torrence, CA, has two pending investor complaints. According to Kay’s FINRA BrokerCheck report, the most recent complaint allegation are: From investment activity in January and February 2020, claimants allege the following: negligence, misrepresentation, omission, breach of contract, lack of suitability, breach of fiduciary duty, elder abuse.
The claimants in this pending FINRA complaint are requesting $570,000.00 for alleged damages.
Broker Comment: Mr. Dwight Kay has never sold this plaintiff any investment and Mr. Kay’s attorney will be filing a motion to dismiss as this allegation is factually false. This dispute is between the plaintiff and WealthForge Securities as broker dealer and Mr. Kay was not an owner of the broker dealer or an officer of it. A similar allegation against Mr. Kay was recently dismissed with prejudice and this allegation likely will be as well as it is very similar and completely false.
DWIGHT KAY – FNEX CAPITAL, LLC Broker Has An Investor Complaint – May Recover Investor Losses
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $500 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 6/26/25. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.