Dusty Sternadel Pleads Guilty to Fraud Charges – Goodman & Nekvasil, P.A. May Recover Investor Losses
Former AMERIPRISE FINANCIAL SERVICES, LLC financial adviser, Dusty Sternadel Pleads Guilty to Fraud Charges.
DUSTY LYNN STERNADEL (CRD#: 5872600), a formerly registered broker for AMERIPRISE FINANCIAL SERVICES, LLC in Wichita Falls, TX, has two settled investor complaints. According to Sternadel’s FINRA BrokerCheck report, The clients alleged the advisor misappropriated funds in their accounts.
Sternadel recently pleaded guilty to a charge in the Northern District of Texas federal court claiming that she took approximately $1.2 million from Ameriprise clients. It appears, based on the customers who have FINRA complaints, that there may be additional victims who have not filed FINRA arbitration claims.
DUSTY LYNN STERNADEL Pleads guilty for FRAUD.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 4/08/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.