Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED investment adviser, Dustin Smith has an investor complaint.
Dustin Andrew Smith (CRD#: 5245206), a registered broker for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, in ALEXANDRIA, VA, has an investor complaint. According to Smith’s FINRA BrokerCheck report, the customer alleges that the rep didn’t explain that the customer wouldn’t have access to her money until 2028 and guaranteed a better rate of return than she currently had. The claimant is requesting $6,440.30for damages. The customer dispute was denied.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 1/25/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.