Dennis Thurman Has An Investor Complaint – May Recover Investor Losses

Dennis Thurman Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses

ARETE WEALTH MANAGEMENT, LLC investment adviser, Dennis Thurman has an investor complaint. 

CRD#: 2342398
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.  

DENNIS PATRICK THURMAN (CRD#: 2342398), a registered broker for ARETE WEALTH MANAGEMENT, LLC in Chicago, IL, has an investor complaint.  According to Thurman’s FINRA BrokerCheck report, the customers alleged unsuitable investment recommendations in 2019.  The unsuitable investment at issue is GWG Holdings L-Bonds.

The claimants requested $100,000 for damages and the case settled for $60,000.



Dennis Thurman sold GWG L-Bonds & has a settled customer complaint.

Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors.  The  firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 3/07/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

Contact Us Today!

1 Step 1
FormCraft - WordPress form builder