Dean Watson – Henry Al Dean Watson, Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses
Dean Watson was licensed with J.J.B. Hilliard, W.L. Lyons, LLC from 2012 to 2016. Dean Watson was barred from the securities and investment banking industry on January 17, 2017. FINRA reports that Dean Watson consented to the sanction and to the entry of findings that Dean Watson failed to appear for FINRA-requested testimony in connection with an inquiry into an arbitration claim a customer had filed against him.
If you lost any money on investments with Dean Watson, you may be able to recover your losses from J.J.B. Hilliard, W.L. Lyons, LLC. This is because J.J.B. Hilliard, W.L. Lyons, LLC had a duty to supervise Dean Watson.
If you lost money on investments with Dean Watson and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against J.J.B. Hilliard, W.L. Lyons, LLC concerning Dean Watson’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Dean Watson and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.