David Ward Has An Investor Complaint – May Recover Investor Losses

David Ward Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses

Broker and Financial Adviser, David Ward has an investor complaint.

DAVID ANDREW WARD
CRD#: 5924877

Call 800-500-4442, if you think that you have received unsuitable investment recommendations from your advisor.  

David Andrew Ward (CRD#5924877), a  registered broker and financial adviser for WELLS FARGO CLEARING SERVICES, LLC in Raleigh, North Carolina, has an investor complaint. According to David Ward‘s FINRA BrokerCheck report, “the trustee complains, seeking reimbursement for investment losses, interest charges, and fees incurred on the investment of funds borrowed against an insurance policy (1/4/2021 – 9/11/2023)”.

David Ward has an investor complaint

David Ward Investigation

Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to its clients.    

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors.  The  firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 12/11/23. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

Contact Us Today!

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