David Taddeo Terminated after Investor Complaint – May Recover Investor Losses

David Taddeo Terminated after Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses

Former LPL FINANCIAL LLC Investment Adviser, David Taddeo terminated after investor complaint. 

DAVID JOHN TADDEO
CRD#: 1163829
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.  

DAVID JOHN TADDEO (CRD#: 1163829), a fomerly registered broker for LPL FINANCIAL LLC in La Mesa, CA, has an investor complaint.  According to Taddeo’s FINRA BrokerCheck report, Complaint alleges unsuitability and breach of fiduciary duty with respect to a private securities transaction that was done without firm approval. (9/2020-12/29/23).  This claim settled for $107,500.00.

Taddeo was subsequently terminated by LPL Financial LLC for allegations that he directed customers to participate in private securities transaction in which representative also participated.

 

DAVID JOHN TADDEOCRD#: 116382922313

DAVID JOHN TADDEO has a customer complaint and was terminated by LPL Financial.

Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors.  The  firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 3/19/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

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