David Lerner Suspended by FINRA – Goodman & Nekvasil, P.A.

David Lerner Suspended by FINRA – Goodman & Nekvasil, P.A., May Recover Investor Losses

MADISON GLOBAL PARTNERS LLC broker, David Lerner suspended by FINRA.

DAVID SCOTT LERNER
CRD#: 1883553

Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.

DAVID SCOTT LERNER (CRD#: 1883553), a registered representative for MADISON GLOBAL PARTNERS LLC in HAUPPAUGE, NY, is the subject of a FINRA suspension and fine. Lerner consented to a $5,000.00 fine and a one month suspension.

FINRA findings alleged that he caused his member firm not to capture or maintain communications by using a personal email account, which was not permitted by the firm, to send and receive securities-related business communications without providing copies to the firm.

The findings stated that certain of these communications included discussions with customers about potentially high-risk investments, including private investments in public equity (PIPE) deals.

David Lerner Suspended by FINRA.

Goodman & Nekvasil, P.A., is investigating brokers who may have exercising unauthorized discretion in customer accounts.

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 7/26/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

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David Lerner Suspended by FINRA – Goodman & Nekvasil, P.A., May Recover Investor Losses

Goodman & Nekvasil, P.A., is investigating brokers who may have exercising unauthorized discretion in customer accounts.

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