David Holz, Three Customer Dispute Settled Involving Financial Advisor David Holz | Goodman & Nekvasil P.A., May Recover Losses
David Holz CRD #2488092
David Holz is a currently licensed financial advisor with Stifel, Nicolaus & Company, Incorporated. According to David Holz’ CRD, three customer dispute alleging sales practice violations against David Holz have been settled.
Customer Dispute 09/01/17: Claimants allege unsuitability, breach of fiduciary duty, common law fraud, breach of contract, and negligent supervision. This dispute settled for $50,000.
Customer Dispute 8/23/16: Claimants allege breach of fiduciary duty, suitability, fraudulent misrepresentation, negligent misrepresentation, negligence, negligent supervision, unjust enrichment and breach of contract. This dispute settled for $48,000.
Customer Dispute 10/08/2015: Allegations include negligence, breach of fiduciary duty, negligent supervision, and breach of contract. This customer dispute settled for $70,000.
If you lost any money on investments with David Holz, you may be able to recover your losses. If you lost money on investments with David Holz and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning David Holz’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with David Holz and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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