Dave Stone – STIFEL, NICOLAUS & COMPANY, INCORPORATED Financial Adviser Has Complaints Demanding $2.5 Million – May Recover Investor Losses
STIFEL, NICOLAUS & COMPANY, INCORPORATED Financial Adviser, Dave Stone Has Complaints Demanding $2.5 Million.
DAVID R STONE, Dave Stone
CRD#: 42198568
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.
RICHARD DAVID STONE (CRD#: 42198568), a broker for STIFEL, NICOLAUS & COMPANY, INCORPORATED in New York, NY, has investor complaints demanding $2.5 Million. According to ROBERTS’ FINRA BrokerCheck report, in the three complaints claimants allege breach of fiduciary duty, negligence, fraud and breach of contract.
The claimants are requesting a total of $2,500,000.00 in three separate customer complaints for alleged damages.
STIFEL, NICOLAUS & COMPANY, INCORPORATED Financial Adviser, Dave Stone Has Complaints Demanding $2.5 Million.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $500 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 6/26/25. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.