Dave Stone Has Two $1 Million Investor Complaints – Goodman & Nekvasil, P.A. May Recover Investor Losses
STIFEL, NICOLAUS & COMPANY, INCORPORATED investment adviser, Dave Stone Has Two $1 Million Investor Complaints.
DAVID R STONE, Dave Stone
CRD#: 4219856
RICHARD DAVID STONE (CRD#: 4219856), a broker for STIFEL, NICOLAUS & COMPANY, INCORPORATED in NEW YORK, NY, has an investor complaint. According to Stone’s FINRA BrokerCheck report, Customers in both complaints allege breach of fiduciary duty, negligence, fraud, breach of contract.
The claimants are requesting $2,000,000.00 for alleged damages in the two pending FINRA claims.
Dave Stone Has Two $1 Million Investor Complaints.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 1/27/25. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.