Dartanian VJ Sanders (Dartanian Sanders), Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A, May Recover Investor Losses

Goodman & Nekvasil P.A, May Recover Investor Losses | Dartanian VJ Sanders (Dartanian Sanders), Financial Advisor Barred from Securities Industry

From 2011 until Dartanian Sanders’s discharge in 2017, Dartanian Sanders was licensed with PFS Investments Inc. According to FINRA records, Dartanian Sanders was discharged on January 20, 2017. PFS Investments Inc. reported to FINRA that Dartanian Sanders was fired after the firm obtained information that Dartanian Sanders borrowed money from an individual in-part via the use of a promissory note.

Subsequent to Dartanian Sanders’ discharge, FINRA brought a disciplinary action against Dartanian Sanders in 2017. FINRA reports that consented to a bar from the securities industry. Dartanian Sanders consented to the findings that during an on-the-record interview conducted by FINRA, Dartanian Sanders refused to answer questions about certain monetary transactions involving an entity that Dartanian Sanders formed and operated as an outside business activity. The findings stated that the investigation by FINRA concerned Dartanian Sanders’s acceptance, through the entity, of four loans totaling more than $100,000 and about the expenditure of the proceeds of one of the loans. FINRA reports that Dartanian Sanders refused to answer any questions about how those funds were used.

If you lost any money on investments with Dartanian Sanders, you may be able to recover your losses from PFS Investments Inc. This is because PFS Investments Inc. had a duty to supervise Dartanian Sanders.

If you lost money on investments with Dartanian Sanders and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against PFS Investments Inc., concerning Dartanian Sanders’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on any investments with Dartanian Sanders and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.   

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