Darren Ting Suspended After FINRA Allegations – May Recover Investor Losses

Darren Ting Suspended After FINRA Allegations – Goodman & Nekvasil, P.A., May Recover Investor Losses

Former Broker, Darren Ting suspended after FINRA allegations.

Darren N Ting
Darren Nickolas Ting, Darren Ting
CRD#: 6814035

Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.  

Darren Nickolas Ting (CRD#: 6814035), a former broker for J.P. MORGAN SECURITIES LLC, in Cleveland, OH, was suspended by FINRA after allegations.

According to FINRA, Ting consented to the sanction and to the entry of findings that he exercised discretionary authority to effect trades in customer accounts without obtaining written authorization from the customers to exercise discretion and without his member firm having accepted the accounts as discretionary.

Darren N TingDarren Nickolas Ting, Darren Ting
CRD#: 6814035

Darren Ting Suspended by FINRA

Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to its clients. 

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors.  The  firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 3/26/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

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