DARIEN BONNEY is barred and terminated from MML Investor Services LLC | Goodman & Nekvasil P.A., May Recover Investor Losses
Darien Bonney a/ka/ Darien Euclid Bonne (CRD: 4899007, Scottsdale, Arizona is barred and terminated after allegations of selling away. Bonney also has customer complaints which dispute the sales practices of the securities broker who worked for MML Investors Services LLC.
Darien Bonney Investigation
MML Investors Services LLC Investor Accuses Darien Bonney Of Private Securities Transactions
An MML Investors Services LLC client filed a FINRA Arbitration Claim against Darien Bonney. Namely, the client alleged that Bonney engaged in private securities transactions. Because of this, the client allegedly sustained damage investing in Spyglass Financial Strategies. MML Investors Services LLC settled this matter by paying the client $105,000 in damages.
Bonney Barred By FINRA For Failure To Provide Information
Bonney was barred as a securities broker, which means he is not permitted by FINRA to work with any FINRA-member firms as a securities broker or in other capacities. FINRA alleged that Bonney failed to provide information and documents to FINRA.
Darien Bonney Discharged for Allegedly Selling Private Securities
Bonney worked for MML Investor Services, LLC in Scottsdale, AZ, as a securities broker from April 2007 to January 2022. Notably, MML Investors Services LLC disaffiliated with Bonney on January 20, 2022. Allegedly, Bonney engaged in a potentially undisclosed outside business activity.
Did MML Investors Services LLC Securities Broker Darien Bonney Sell You Promissory Notes?
If you believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. If we don’t recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $400 million on behalf of victimized investors. If you lost money on investments with Darine Bonney and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained on 6/13/23 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.