DANIEL LOY – INDEPENDENT FINANCIAL GROUP, LLC Investment Adviser Has An Investor Complaint – May Recover Investor Losses
INDEPENDENT FINANCIAL GROUP, LLC Investment Adviser, DANIEL LOY Has An Investor Complaint.
TUAN KIEN LOY
CRD#: 3029654
DANIEL TUAN KIEN LOY (CRD#: 3029654), a broker for INDEPENDENT FINANCIAL GROUP, LLC in Milpitas, CA, has an investor complaint. According to Loy’s FINRA BrokerCheck report, Claimant alleges they were sold an alternative investment that was unsuitable. Additionally, the claimant alleges the Representative misrepresented the investment as riskless and that it would provide guaranteed income.
INDEPENDENT FINANCIAL GROUP, LLC Investment Adviser, DANIEL LOY Has An Investor Complaint.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 4/28/25. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.