Danial Khan – Atiq Urrehman Khan, Barred from Securities Industry and Discharged from TransAmerica Financial Advisors, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses
Danial Khan was licensed with TransAmerica Financial Advisors, Inc. from 2012 to 2016. FINRA reports that Danial Khan was discharged from TransAmerica Financial Advisors, Inc. on December 13, 2016. TransAmerica Financial Advisors, Inc. reported to FINRA that TransAmerica Financial Advisors, Inc. identified certain customers who confirmed that Danial Khan had solicited them to purchase general securities products. TransAmerica Financial Advisors, Inc. also reports that Danial Khan was not permitted by the firm to engage in the solicitation of such products. Additionally, TransAmerica Financial Advisors, Inc. reports that the firm was advised by a provider company that Danial Khan had improperly inserted himself as the beneficiary on a customer account.
Danial Khan was barred from the securities and investment banking industry on June 8, 2018. FINRA reports that Daniel Khan was named a respondent in a FINRA complaint alleging that Danial Khan failed to timely appear for testimony in response to two requests sent to him by FINRA in connection with its investigation into whether Danial Khan had improperly solicited general securities and whether Danial Khan had improperly inserted himself as the beneficiary on a customer’s insurance policy. The complaint alleges that subsequently, Danial Khan completely failed to respond to two additional requests for documents sent to him by FINRA.
If you lost any money on investments with Danial Khan, you may be able to recover your losses from TransAmerica Financial Advisors, Inc. This is because TransAmerica Financial Advisors, Inc. had a duty to supervise Danial Khan.
If you lost money on investments with Danial Khan and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against TransAmerica Financial Advisors, Inc. concerning Danial Khan’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Danial Khan and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.