Daniel R. Castoriano (Daniel Castoriano) Financial Advisor/Broker Daniel Castoriano Previously Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses
Daniel Castoriano CRD #4229838
Daniel Castoriano was a formerly licensed financial advisor with LPL Financial LLC and Century Securities Associates, Inc. According to FINRA, Daniel Castoriano was suspended from the securities industry for 20 days and fined $5,000 in January 2020.
According to the FINRA Complaint:
Between September 2018 and May 2019, Daniel Castoriano exercised discretion without written authorization in a customer account when executing six transactions, in violation of FINRA Rule 3260(b), NASD Conduct Rule 2510(b) and FINRA Rule 2010.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Daniel Castoriano and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Daniel Castoriano’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Daniel Castoriano and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 1/31/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
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