Daniel Arcuri – Financial Advisor/Broker Daniel Arcuri Named in FINRA Complaint

Daniel Arcuri – Financial Advisor/Broker Daniel Arcuri Named in FINRA Complaint | Goodman & Nekvasil P.A., May Recover Investor Losses

Daniel Arcuri CRD #2200431

Daniel Arcuri was a previously licensed financial advisor with Thrivent Investment Management, Inc.

According to FINRA Allegations:   

Daniel Arcuri was named a respondent in a FINRA complaint alleging he failed to appear and testify as requested by FINRA in connection with an investigation into his potential misuse of customer funds and undisclosed outside business activities related to a client’s estate. The complaint alleges that Daniel Arcuri’s member firm filed a Form U5 stating that his employment had been terminated for failing to seek and obtain firm approval to engage in an outside business activity as the representative of the estate of a deceased client. The Form U5 further noted that the firm was investigating whether Daniel Arcuri had properly distributed funds from the estate.

Goodman & Nekvasil P.A. May Recover Investor Losses

If you lost money on investments with Daniel Arcuri and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Daniel Arcuri’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Daniel Arcuri and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us. 

Daniel Arcuri, Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange, Daniel Arcuri

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