Goodman & Nekvasil P.A., May Recover Investor Losses | Danard Brown (Dan Brown), Licensed Financial Advisor with Joseph Stone Capital L.L.C.
Dan Brown is a licensed financial advisor with Joseph Stone Capital L.L.C. FINRA reports that Danard Warthen Brown was named in a customer’s complaint that asserted the following causes of action: misrepresentation, churning, and unauthorized trading. In the Second Amended Statement of Claim, Claimant alleged the following causes of action: unauthorized trading, excessive trading, and violations of the suitability rule; failure to supervise; violation of FINRA rules and regulations; violation of the Securities Exchange Act of 1934 and SEC Rule 10b-5, negligence; breach of contract; breach of fiduciary duty; respondeat superior; and violations of FINRA and NYSE rules.
FINRA reports that Danard Brown was found jointly and severally liable for and ordered to pay Claimant the sum of $375,000 in compensatory damages and $700,000 in punitive damages.
If you lost any money on investments with Dan Brown, you may be able to recover your losses from Joseph Stone Capital L.L.C. This is because Joseph Stone Capital L.L.C. had a duty to supervise Dan Brown.
If you lost money on investments with Dan Brown and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Joseph Stone Capital L.L.C. concerning Dan Brown’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Goodman & Nekvasil, P.A. has recovered approximately $180 million on behalf of victimized investors. If you lost money on investments with Dan Brown and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.