Dain Stokes – Financial Advisor/Broker Dain Stokes Suspended by State of New Hampshire

Dain Stokes – Financial Advisor/Broker Dain Stokes Suspended by State of New Hampshire | Goodman & Nekvasil P.A., May Recover Investor Losses

Dain Stokes CRD #2960801

Dain Stokes was a previously licensed financial advisor with LPL Financial LLC. According to Dain Stokes’ CRD, Dain Stokes was suspended and fined by the State of New Hampshire in August 2019.  

According to Allegations from the State of New Hampshire:   

On August 1, 2019, a client of the Representative filed a police report alleging fraud related to a $201,000.00 investment project that Representative classified as confidential. Client provided copies of cancelled checks, unsecured promissory notes, and text messages to the Policy Department that corroborated the complaint. According to the police report, Dain Stokes approached client for an investment in an “outside project” where the Representative was in charge of the “financial end of the project”. On three occasions, client wrote checks payable to Dain Stokes who in return executed unsecured promissory notes promising returns. Upon information and belief, Dain Stokes did not utilize the monies invested by client as intended. 

Goodman & Nekvasil P.A. May Recover Investor Losses:

If you lost money on investments with Dain Stokes and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Dain Stokes’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Dain Stokes and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us. 

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