Customer Alert: Complaints Filed Against Zhi Ying Guan – May Recover Investor Losses
Complaints Filed Against Zhi Ying Guan.
Zhi Ying Guan
Jeff Guan, Jeffrey Guan, Zhi Ying Jeffrey Guan
CRD#: 7000349
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Zhi Ying Guan (also known as Jeff Guan or Jeffrey Guan) is a registered broker with Emerson Equity LLC in San Mateo, California. His FINRA BrokerCheck report reveals two pending customer disputes involving allegations of misconduct related to real estate securities. The claims, filed in August 2025, include allegations of breach of contract, breach of fiduciary duty, violations of Regulation Best Interest, and violations of securities statutes. Claimants seek damages ranging from $500,000 to $5 million, including attorney’s fees and costs.
If you invested in real estate securities through Zhi Ying Guan and believe you have suffered financial losses due to unsuitable recommendations or misrepresentations, you may have legal recourse. Goodman & Nekvasil, P.A., a law firm specializing in securities litigation, is investigating allegations involving brokers who may have unsuitably recommended investments to their clients. The firm has recovered over $500 million on behalf of victimized investors. There is no charge for an evaluation of your case, and cases are handled on a contingency fee basis. This means that unless the firm recovers money for you, there is no attorney’s fee. To learn more or to have your case evaluated, please contact Goodman & Nekvasil, P.A. at 800-500-4442.
Zhi Ying Guan (CRD#: 7000349), a broker for EMERSON EQUITY LLC in SAN MATEO, CA, has pending investor complaints. The customer allegations, according to Guan’s FINRA BrokerCheck report, are Breach of contract and warranties, promissory estoppel, consumer protection and deceptive trade practices act, violation of securities statutes, breach of fiduciary duty, claims under common law, vicarious liability, violation of Regulation Best Interest.
Customer Alert: Complaints Filed Against Zhi Ying Guan – May Recover Investor Losses
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $500 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 9/23/25. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.