Customer Alert: Complaints Filed Against Rodger Erik Thomas – May Recover Investor Losses

Complaints Filed Against Rodger Erik Thomas.

RODGER ERIK THOMAS

ROD THOMAS, RODGER DRIK THOMAS, RODGER E THOMAS, RODGER THOMAS, THOMAS ROD, Rodger Erik Thomas
CRD#: 4010563

Goodman & Nekvasil, P.A. Investigates Allegations Involving Broker Rod Thomas.

Rodger Erik Thomas (CRD #4010563), currently registered with Newbridge Securities Corporation and NFSG Corporation in Roselle Park, New Jersey, has four customer disputes disclosed on his FINRA record. One recently filed claim, pending in FINRA arbitration (Docket No. 25-01739), alleges the recommendation of unsuitable alternative investment products by Rod Thomas while registered with SCF Securities, Inc. between December 2016 and August 2018, involving debt-corporate, equity-OTC, BDCs and LLCs, with alleged damages of $500,000.

Another claim, already settled, alleged misrepresentation of alternative investment products and sought $10,000 in damages. Past resolved disputes include allegations of unsuitable recommendations in GPB Automotive Portfolio LP and misrepresentations in structured products. If you purchased alternative investments through Rodger E. Thomas or believe you suffered losses due to unsuitable or misrepresented investment recommendations, contact Goodman & Nekvasil, P.A. for a complimentary review of your case.

Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.

Rodger Erik Thomas (CRD #4010563), a broker for NEWBRIDGE SECURITIES CORPORATION in BOCA RATON, FL, has a pending investor complaint. According to Thomas’ FINRA BrokerCheck report, RECOMMENDATION OF UNSUITABLE INVESTMENTS IN A NUMBER OF ALTERNATIVE INVESTMENTS BETWEEN DECEMBER 2016 AND AUGUST 2018.

The customer is requesting $500,000.00 for alleged damages.

Customer Alert: Complaints Filed Against Rodger Erik Thomas – May Recover Investor Losses

Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $500 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 9/23/25. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

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