Curt Stephen Ridlon – Curtis Stephen Ridlon, Regulatory Action Against Financial Advisor | Goodman & Nekvasil P.A. May Recover Losses
Curt Ridlon CRD# 1405226
Curt Ridlon was previously registered with Waddell & Reed in Bedford, New Hampshire. According to Curt Ridlon’s CRD, Curt Ridlon currently has two regulatory actions filed against him, one settled regulatory action initiated by Vermont Securities Division and one pending regulatory action initiated by the State of New Hampshire Bureau of Securities Regulation. According to Curt Ridlon CRD, Curt Ridlon’s pending regulatory action alleges that Curt Ridlon engaged in several violations of the New Hampshire Securities Law, including verbally misrepresenting to his client(s) the nature of the financial planning fees that he charged those client(s).
According to Curt Ridlon CRD, an arbitration claim was filed alleging sales practice violations against Curt Ridlon. According to Curt Ridlon’s CRD, client alleges that Curt Ridlon failed to properly manage his account, including appropriately managing risk within the account, refused to follow his direction, and over-concentrated the account in gold. According to Curt Ridlon’s CRD, this arbitration claim was settled.
If you lost any money on investments with Curt Ridlon, you may be able to recover your losses from Waddell & Reed. If you lost money on investments with Curt Ridlon and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Waddell & Reed concerning Curt Ridlon’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Curt Ridlon and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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