Cody Keller Barred After FINRA Allegations – Goodman & Nekvasil, P.A., May Recover Investor Losses
SEASIDE WEALTH ADVISORS LLC investment adviser, Cody Keller Barred After FINRA Allegations.
Cody Michael Keller
Cody Keller
CRD#: 6669454
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.
Cody Michael Keller (CRD#: 6669454), a former registered representative for MML INVESTORS SERVICES, LLC, in MECHANICSBURG, PA, is barred from associating with a FINRA member in all capacities.
According to Keller’s FINRA BrokerCheck report, On February 13, 2025, in connection with its investigation into the circumstances giving rise to the Forms U5 filed by Northwestern Mutual and MML, FINRA sent a request to Keller pursuant to FINRA Rule 8210 for the production of documents and information. As stated in his counsel’s email to FINRA on February 20, 2025, as well as during counsel’s phone call with FINRA on February 27, 2025, and by this agreement, Keller acknowledges that he received FINRA’s request and will not produce the documents and information requested. By refusing to produce the information and documents as requested pursuant to FINRA Rule 8210, Keller violated FINRA Rules 8210 and 2010.
Cody Keller Barred After FINRA Allegations.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to its clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 3/20/25. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.