Clifford Reid Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses
REID & RUDIGER LLC broker, Clifford Reid has an investor complaint.
CRD#: 1905920
CLIFFORD RONALD REID (CRD#: 1905920), a registered representative for REID & RUDIGER LLC in New York, NY, has an investor complaint. According to Reid’s FINRA BrokerCheck report, the most recent customer complaint alleges sales practice viiolations including unsuitability, excessive trading and commissions, failure to supervised and breach of fiduciary duty.
On 8/14/2024 FINRA announced an investigation. According to FINRA, Wells Notice examination #20190606476: FINRA made a preliminary determination to recommend that disciplinary action be brought against Clifford Reid alleging violation of FINRA Rules 2111 and 2010 for excessive trading.
Clifford Reid has an investor complaint.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 12/09/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.