Clarence McGill – Financial Advisor Barred from Securities Industry

Clarence McGill – Financial Advisor Barred from Securities Industry ​ | Goodman & Nekvasil P.A., May Recover Investor Losses

Clarence McGill CRD #1838243

Clarence McGill was licensed with GWN Securities, Inc. from 2014 to 2018. Clarence McGill was barred from the securities and investment banking industry on July 16, 2018. FINRA reports that Clarence McGill consented to the sanction and to the entry of findings that Clarence McGill refused to produce information requested by FINRA in connection with its investigation of his possible participation in the recommendation and sale of unsuitable investment products to customers.

If you lost any money on investments with Clarence McGill, you may be able to recover your losses from GWN Securities, Inc. This is because GWN Securities, Inc. had a duty to supervise Clarence McGill.

If you lost money on investments with Clarence McGill and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against GWN Securities, Inc. concerning Clarence McGill’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Clarence McGill and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.  

 

Keywords: Clarence McGill, GWN Securities, Securities, Financial, Investment, Fraud, Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange

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