CINDY BEYERLEIN Suspended by FINRA  – May Recover Investor Losses

CINDY BEYERLEIN Suspended by FINRA  – Goodman & Nekvasil, P.A., May Recover Investor Losses

Former AMERIPRISE FINANCIAL SERVICES, LLC, Inc. broker, CINDY BEYERLEIN suspended by FINRA.

CYNTHIA S BEYERLEIN

CRD#: 4320421

Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.  
CYNTHIA S BEYERLEIN (CRD#: 4320421), a  formerly registered broker for AMERIPRISE FINANCIAL SERVICES, LLC, in Lancaster, PA,  was terminated by her employer.  AMERIPRISE FINANCIAL SERVICES, LLC alleged a violation of company policies related to accepting a loan from two (2) clients.  Ameriprise also alleged that Beyerlein failed to disclose an outside business activity and failed to cooperate with an internal review.
FINRA subsequently suspended Cindy Beyerlein alleging that in 2021, Beyerlein borrowed approximately $190,000 from an Ameriprise customer through multiple loans. None of the loans met any of the conditions set forth in the firm’s WSPs or complied with any of the conditions set forth in FINRA Rule 3240, according to FINRA.
CYNTHIA S BEYERLEINCINDY BEYERLEIN CRD#: 4320421

CINDY BEYERLEIN Suspended by FINRA.

 

Goodman & Nekvasil, P.A., is investigating brokers who may have exercising unauthorized discretion in customer accounts. 

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors.  The  firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 6/03/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

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