Christopher Reynolds Barred by FINRA – Goodman & Nekvasil, P.A., May Recover Investor Losses
Former PRUCO SECURITIES, LLC. broker, Christopher Reynolds barred by FINRA
CHRISTOPHER BARRETT REYNOLDS
CRD#: 5976029
CHRISTOPHER BARRETT REYNOLDS (CRD#: 5976029), a former representative for PRUCO SECURITIES, LLC., in Canonsburg, PA, consented to a bar from associating with any FINRA member in all capacities. FINRA barred Reynolds based on findings that the broker willfully violated Rule 15/-1 of the Securities Exchange Act of 1934 (Regulation BI or Reg Bl) by recommending that customers make annuity withdrawals or surrenders and reinvest the proceeds in a registered index-linked annuity without having a reasonable basis to believe those transactions were in his customers’ best interests. The findings also stated that Reynolds, without having the customers’ permission to do so, electronically signed or hand signed customers’ names on hard copy documents for three customers on 11 account documents.
Christopher Reynolds barred by FINRA
Goodman & Nekvasil, P.A., is investigating brokers who may have recommended unsuitable investments.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 8/26/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.