CHRISTOPHER HOWARD SIVLEY FORMERLY LICENSED WITH WELLS FARGO ADVISORS, LLC – GOODMAN & NEKVASIL, P.A., MAY RECOVER YOUR INVESTMENT LOSSES

GOODMAN & NEKVASIL, P.A., MAY RECOVER YOUR INVESTMENT LOSSES – CHRISTOPHER HOWARD SIVLEY FORMERLY LICENSED WITH WELLS FARGO ADVISORS, LLC

Christopher Sivley was licensed with Wells Fargo Advisors, LLC from December 2001 to December 2012. Christopher Sivley is now licensed with BB&T Securities, LLC.

According to FINRA records, a lawsuit was filed in 2013 alleging that Christopher Sivley made misrepresentations concerning an annuity while employed with Wells Fargo Advisors, LLC. This lawsuit involving alleged misconduct by Christopher Sivley was settled for $95,000 in September 2013.

FINRA also reports a prior complaint against Wells Fargo Advisors, LLC involving Christopher Sivley’s conduct. The complaint allegedly concerned the sale of an ARS that was made prior to the widespread illiquidity in the ARS market that occurred in February 2008. Wells Fargo Advisors, LLC settled that claim for $400,000.

If you lost money on investments with Christopher Sivley, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Wells Fargo Advisors, LLC. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. Again, if you lost money on investments with Christopher Sivley that you believe were unsuitable or unauthorized, and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

 

 

 

Keywords: Christopher Howard Sivley, Christopher Sivley, Sivley, Chris Sivley, Wells Fargo, Wells Fargo Advisors, Wells Fargo Advisors LLC, Securities Attorney, Attorney, Securities, Investment, Broker, BB&T, BB&T Securities

 

 

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