Christopher Anthony Fernan (Christopher Fernan) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Christopher Fernan | Goodman & Nekvasil P.A., May Recover Investor Losses
Christopher Anthony Fernan (Christopher Fernan) CRD #5896584
Christopher Fernan is a formerly licensed financial advisor with Salomon Whitney Financial and Rockwell Global Capital LLC. According to Christopher Fernan’s BrokerCheck Report, two customer disputes have been filed alleging sales practice violations against Christopher Fernan.
Customer Dispute 6/15/18: Allegations include fraud, deceptive practices, breach of fiduciary duty, unsuitability, breach of contract and negligence. This customer dispute was settled for $65,000.
Customer Dispute 3/12/18: Allegations include fraud, excessive trading, churning, unauthorized trading, breach of fiduciary duty, unsuitability and breach of contract.
According to FINRA, Christopher Fernan was previously suspended from the securities industry in June 2017.
If you lost any money on investments with Christopher Fernan, you may be able to recover your losses. If you lost money on investments with Christopher Fernan and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Christopher Fernan’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Christopher Fernan and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 1/3/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
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