CHRIS PEITZ Is the Subject of a South Dakota Department of Labor & Regulation Investigation – Goodman & Nekvasil, P.A. May Recover Investor Losses
CALTON & ASSOCIATES, INC. investment adviser, CHRIS PEITZ Is the Subject of a South Dakota Department of Labor & Regulation Investigation concerning a customer complaint received by the Division of Insurance.
CHRISTOPHER RAYMOND PEITZ
CHRIS PEITZ, CHRISTOPHER RAYMOND PEITZ CFP, Christopher R Peitz
CRD#: 2050559
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.
CHRISTOPHER RAYMOND PEITZ (CRD#: 2050559), a broker for CALTON & ASSOCIATES, INC. in Mitchell, SD, is the subject of a South Dakota Department of Labor & Regulation Investigation. Mr. [REDACTED] complained to the South Dakota Department of Labor and Regulation, Division of Insurance – Securities Regulation, alleging that Mr. Peitz may have misappropriated funds that Mr. [REDACTED] is unable to locate, according to a statement issued by the South Dakota Department of Labor and Regulations.
CHRIS PEITZ Is the Subject of a South Dakota Department of Labor & Regulation Investigation.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 1/7/25. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.